J.W. Cole Advisors, Inc. offers investment management, financial planning, and consulting services through a nationwide network of independent investment advisor representatives. J.W. Cole Advisors provides several managed account programs, including transaction-based accounts, wrap fee programs, and platforms utilizing third-party asset managers and digital advice providers. Advisors can manage portfolios on a discretionary basis or require client approval for each trade. In addition to investment management, the firm offers financial planning covering retirement, tax strategies, estate planning, and risk management. Many representatives are also dually registered as brokers or licensed insurance agents, creating potential conflicts of interest when recommending commission-based products alongside advisory services. J.W. Cole Advisors works with individuals, families, trusts, and retirement plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 3.00% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.