Noah Kroll is a registered investment advisor, based in Fair Haven, NJ, with 21 years of industry experience.
Location
Fair Haven, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Noah is a registered agent and partial owner of GN Management, LLC and SN Capital, LLC, both of which hold real estate rental properties. He spends minimal time on these activities.
Employment History
Current Registrations
Allspring Funds Distributor, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Allspring Funds Distributor, LLC
November 2022 - Present · 3 yrs 6 mos
Allspring Funds Management, LLC
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Blackrock Investment Management, LLC
December 2010 - October 2022 · 11 yrs 10 mos
Blackrock Investments, LLCBroker
November 2010 - October 2022 · 11 yrs 11 mos
Watermark Securities, INC.Broker
April 2002 - January 2005 · 2 yrs 9 mos
Knight Capital Markets, LLC.Broker
February 1999 - April 2002 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - January 1999 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.