SP
CFP
SP
CFP

S Parker

27 Years of Experience
Columbus, GA
Broker

S Parker is a CFP-designated registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Columbus, GA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

7310 N Lake Dr, Columbus, GA, 31909

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

S is a limited partner in Creektown Management, LLC, a passive real estate investment, since 2014, but spends no time on it. S also serves as a Director for the Boys and Girls Clubs of The Chattahoochee Valley, a committee member for their finance committee, and a board member for St. Paul United Methodist Church, dedicating minimal time to each.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - Present · 19 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - Present · 19 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - Present · 19 yrs 7 mos
Previous Registrations
Wachovia Securities, LLC
June 2005 - October 2006 · 1 yr 4 mos
Wachovia Securities, LLCBroker
April 2005 - October 2006 · 1 yr 6 mos
Southtrust Securities, LLCBroker
April 2001 - April 2005 · 4 yrs
Liberty Securities CorporationBroker
August 1999 - April 2000 · 8 mos
Southtrust Securities, INC.Broker
July 1999 - April 2001 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - July 1999 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.