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Brenton Schmidt

Cetera Investment Advisers LLC
27 Years of Experience
Delano, MN
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Brenton Schmidt is a registered investment advisor at Cetera Investment Advisers LLC, based in Delano, MN, with 27 years of industry experience. Brenton is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

127 Bridge Ave E, Suite 229, Delano, MN, 55328

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2024
Final
Employment Separation After Allegations
June 2022
Criminal
September 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brenton sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating minimal time to this. He also owns Harvest Holding Company LLC (rental), Harvest Outdoor Services LLC (fishing services), Harvest Financial Services Inc (DBA for marketing), and Harvest Insurance and Group Benefits LLC (DBA for insurance services).

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
June 2022 - Present · 4 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2022 - June 2023 · 11 mos
LPL Financial LLCBroker
November 2017 - June 2022 · 4 yrs 7 mos
LPL Financial LLC
November 2017 - June 2022 · 4 yrs 7 mos
Investment Centers of America, INC.
January 2014 - December 2017 · 3 yrs 11 mos
Investment Centers of America, INC.Broker
June 2013 - November 2017 · 4 yrs 5 mos
Investacorp, INC.Broker
October 2003 - June 2013 · 9 yrs 8 mos
Raymond James Financial Services, INC.Broker
October 2002 - October 2003 · 1 yr
Wells Fargo Brokerage Services, L.L.C.Broker
June 2001 - August 2002 · 1 yr 2 mos
Wells Fargo Investments, LLCBroker
December 2000 - October 2002 · 1 yr 10 mos
Wells Fargo Brokerage Services, L.L.C.Broker
April 1999 - December 2000 · 1 yr 8 mos
State Registrations11 states
ARAZCACOIAINMNNDSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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