Jon Pinckney
Jon Pinckney is a registered investment advisor at Citigroup Global Markets INC., based in San Juan, CA, with 27 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 32291 Camino Capistrano, San Juan, CA, 92675
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2002Customer Dispute
February 2002Customer Dispute
January 2001Other Business Activities
Jon works as a sailing coach, providing private lessons to children and coaching at competitions. He spends about 10-20% of his time on this activity outside of securities trading hours.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Balanced Security Planning, INC.Broker
Saxony Securities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Miramontes Capital, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.