Alyson Kest is a registered investment advisor, based in Greenville, DE, with 11 years of industry experience.
Location
3828 Kennett Pike, Suite 202, Greenville, DE, 19807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alyson is the General Counsel & CCO for Spearhead Administrative Services, an insurance business, and Spearhead Capital Advisors, a registered advisor business. Each role involves administration of legal/compliance programs and takes about a quarter of her time.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Spearhead Administrative Services, LLC
Previous Registrations
Spearhead Capital Advisors, LLC
Spearhead Capital, LLCBroker
Millington Securities, INC.Broker
Far Hills Group, LLC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.