MA
MA

Mohammed Ayala

26 Years of Experience
San Pedro, CA
Broker

Mohammed Ayala is a registered investment advisor at LPL Financial LLC, based in San Pedro, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

860 N Western Ave, San Pedro, CA, 90732

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr
LPL Financial LLC
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.Broker
July 2022 - May 2025 · 2 yrs 10 mos
Cuso Financial Services, L.P.
July 2022 - May 2025 · 2 yrs 10 mos
U.S. Bancorp Investments, INC.
March 2019 - July 2022 · 3 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
March 2019 - July 2022 · 3 yrs 4 mos
LPL Financial LLC
January 2018 - March 2019 · 1 yr 2 mos
LPL Financial LLCBroker
January 2018 - March 2019 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - January 2018 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - January 2018 · 6 yrs 5 mos
Chase Investment Services CORP.
November 2009 - August 2011 · 1 yr 9 mos
Chase Investment Services CORP.Broker
November 2009 - August 2011 · 1 yr 9 mos
U.S. Bancorp Investments, INC.
September 2006 - October 2009 · 3 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
September 2006 - October 2009 · 3 yrs 1 mo
Raymond James Financial Services
February 2005 - July 2006 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
July 2003 - July 2006 · 3 yrs
American Express Financial Advisors INC.Broker
October 2002 - July 2003 · 9 mos
Vmr Capital Markets USBroker
February 1999 - September 2002 · 3 yrs 7 mos
State Registrations4 states
AKCAHIOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mohammed Ayala - Financial Advisor | TrueAdvisor