RB
CFA · CFP
RB
CFA · CFP
Roger Brigati
23 Years of Experience
Commack, NY
1 DisclosureBroker
Roger Brigati is a CFA, CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Commack, NY, with 23 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
60 Veterans Memorial Hwy, Commack, NY, 11725
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2014Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2016 - Present · 10 yrs
J.P. Morgan Securities LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Hsbc Securities (USA) INC.
December 2014 - September 2016 · 1 yr 9 mos
Hsbc Securities (USA) INC.Broker
November 2014 - September 2016 · 1 yr 10 mos
Citigroup Global Markets INC.
October 2013 - October 2014 · 1 yr
Citigroup Global Markets INC.Broker
October 2013 - October 2014 · 1 yr
Morgan Stanley
June 2012 - October 2013 · 1 yr 4 mos
Morgan StanleyBroker
June 2012 - October 2013 · 1 yr 4 mos
G-2 Trading,llcBroker
October 2008 - November 2010 · 2 yrs 1 mo
Hold Brothers On-Line Investment Services L.L.C.Broker
March 2003 - October 2007 · 4 yrs 7 mos
Worldco, L.L.C.Broker
August 2001 - March 2003 · 1 yr 7 mos
Andover Brokerage, L.L.C.Broker
February 2001 - March 2001 · 1 mo
Worldco, L.L.C.Broker
March 2000 - August 2001 · 1 yr 5 mos
State Registrations22 states
ALCACOCTDEFLGAHIIDKYMDNCNJNYOHPAPRSCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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