SS
SS

Sheila Spicehandler

27 Years of Experience
Old Greenwich, CT
1 DisclosureBroker

Sheila Spicehandler is a registered investment advisor at Wells Fargo Advisors, based in Old Greenwich, CT, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1700 E Putnam Ave, Ste 200, Old Greenwich, CT, 06870

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Denied
Other Business Activities

Sheila is the Investment Advisory Committee Chairman for Temple Beth El, dedicating a few hours per week. She also owns A&L Capital Management, Inc. and Spicehandler GP, LLC, spending minimal time on each.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2020 - Present · 6 yrs 3 mos
Wells Fargo Advisors
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC.
October 2011 - March 2020 · 8 yrs 5 mos
Ameriprise Financial Services, LLCBroker
September 2011 - March 2020 · 8 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.
May 1999 - June 2009 · 10 yrs 1 mo
Citigroup Global Markets INC.Broker
September 1998 - June 2009 · 10 yrs 9 mos
State Registrations23 states
AZCACTDCFLGAHIINMDMIMNMONCNHNJNYOHPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sheila Spicehandler - Financial Advisor | TrueAdvisor