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Sisung Noh

27 Years of Experience
Los Angeles, CA
Broker

Sisung Noh is a registered investment advisor at Independent Financial Group, LLC, based in Los Angeles, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

2140 W. Olympic Blvd, Suite 306, Los Angeles, CA, 90006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sisung is the 100% owner of Sisung Noh CPA, Inc., a tax preparation, accounting, bookkeeping, and CPA practice, since 1988. This takes nearly all of Sisung's time.

Employment History
Current Registrations
Independent Financial Group, LLC
December 2019 - Present · 6 yrs 5 mos
Independent Financial Group, LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Hd Vest Investment ServicesBroker
November 2009 - September 2016 · 6 yrs 10 mos
Proequities, INC.Broker
January 2006 - December 2009 · 3 yrs 11 mos
World Group Securities, INC.Broker
April 2002 - January 2006 · 3 yrs 9 mos
Wma Securities, INC.Broker
August 1998 - April 2002 · 3 yrs 8 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.