Soly Kor is a registered investment advisor, based in Austin, TX, with 27 years of industry experience.
Location
901 S Mopac Espressway, Bldg. 1, Ste. 300, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Soly is an advisory representative of an RIA called CIRA and owns KOR Financial Wellness. These activities are investment-related and each take nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2011 - Present · 15 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2011 - Present · 15 yrs 4 mos
Cambridge Investment Research, INC.
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Evolve Securities, INC.Broker
April 2008 - December 2010 · 2 yrs 8 mos
Evolve Investment Advisors
March 2007 - December 2010 · 3 yrs 9 mos
Afs Brokerage, INC.Broker
March 2007 - April 2008 · 1 yr 1 mo
Riverstone Wealth Management
April 2004 - March 2007 · 2 yrs 11 mos
Riverstone Wealth Management, INC.Broker
December 2000 - March 2007 · 6 yrs 3 mos
The Avantus Group, INC.Broker
September 1998 - December 2000 · 2 yrs 3 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.