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Peter Kalin
26 Years of Experience
Morris Plains, NJ
4 DisclosuresBroker
Peter Kalin is a registered investment advisor at Cetera Investment Advisers LLC, based in Morris Plains, NJ, with 26 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
381 Speedwell Ave, Morris Plains, NJ, 07950
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Regulatory History (4)
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Customer Dispute
November 2012Settled
Customer Dispute
February 2009Settled
Customer Dispute
December 2007Settled
Customer Dispute
June 2007Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2018 - Present · 8 yrs 4 mos
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2009 - August 2017 · 8 yrs 2 mos
Hsbc Securities (USA) INC.Broker
May 2009 - August 2017 · 8 yrs 3 mos
Chase Investment Services CORP.
September 2008 - May 2009 · 8 mos
Chase Investment Services CORP.Broker
September 2008 - May 2009 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - September 2008 · 2 yrs 6 mos
Advest, INC.Broker
June 2002 - March 2006 · 3 yrs 9 mos
Lebenthal & CO., INC.Broker
November 2000 - June 2002 · 1 yr 7 mos
Investor's Advocate, LLCBroker
February 2000 - September 2000 · 7 mos
1717 Capital Management CompanyBroker
March 1999 - February 2000 · 11 mos
New Times Securities Services, INC.Broker
September 1998 - March 1999 · 6 mos
State Registrations8 states
CAGAMANJNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.