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Sarah Thoreen

27 Years of Experience
St Cloud, MN
Broker

Sarah Thoreen is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 27 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 1st St S Ste 300, St Cloud, MN, 56301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sarah is a certified trick dog instructor for Do More With Your Dog, earning credit for merchandise. This requires minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
March 2013 - Present · 13 yrs 2 mos
Cetera Wealth Services, LLC
March 2013 - Present · 13 yrs 2 mos
Cetera Advisors LLCBroker
March 2013 - Present · 13 yrs 2 mos
Cetera Financial Specialists LLCBroker
March 2013 - Present · 13 yrs 2 mos
Cetera Investment Services LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
First Allied Securities, INC.Broker
April 2015 - September 2022 · 7 yrs 5 mos
Summit Brokerage Services, INC.Broker
April 2015 - December 2019 · 4 yrs 8 mos
Girard Securities, INC.Broker
April 2015 - November 2017 · 2 yrs 7 mos
Legend Equities CorporationBroker
April 2015 - December 2016 · 1 yr 8 mos
Investors Capital CORP.Broker
April 2015 - November 2016 · 1 yr 7 mos
Vsr Financial Services, INC.Broker
April 2015 - November 2016 · 1 yr 7 mos
J.P. Turner & Company, L.L.C.Broker
April 2015 - December 2015 · 8 mos
Cetera Advisor Networks LLC
January 2014 - June 2023 · 9 yrs 5 mos
Guaranty Brokerage Services, INC.Broker
June 2004 - December 2010 · 6 yrs 6 mos
Bancnorth Investment Group, INC.Broker
June 2004 - November 2009 · 5 yrs 5 mos
American Express Financial Advisors INC.Broker
August 1998 - June 2004 · 5 yrs 10 mos
Ids Life Insurance CompanyBroker
August 1998 - June 2004 · 5 yrs 10 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.