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Bradley Miller

27 Years of Experience
Salt Lake City, UT
Broker

Bradley Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salt Lake City, UT, with 27 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

60 E South Temple St Ste 950, Salt Lake City, UT, 84111-1004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley has business ownership in an investment-related activity since 2013. He spends minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2013 - April 2020 · 6 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC
July 2013 - April 2020 · 6 yrs 9 mos
RBC Capital Markets, LLCBroker
March 2009 - July 2013 · 4 yrs 4 mos
RBC Capital Markets, LLC
March 2009 - July 2013 · 4 yrs 4 mos
Wachovia Securities, LLC
July 2003 - March 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2009 · 5 yrs 8 mos
Prudential Securities Incorporated
February 2000 - July 2003 · 3 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1999 - July 2003 · 3 yrs 9 mos
Network Capital CorporationBroker
October 1998 - July 1999 · 9 mos
The First American Investment Banking CorporationBroker
September 1998 - October 1998 · 1 mo
State Registrations22 states
ALARAZCACODEIDILINMAMOMTNCNJNVORPATNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.