FH
FH
Frank Haviland
27 Years of Experience
Franklin, TN
5 DisclosuresBroker
Frank Haviland is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Franklin, TN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
3310 Aspen Grove Dr, Franklin, TN, 37067
Get directionsHistory
Regulatory History (5)
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Customer Dispute
January 2021Denied
Customer Dispute
April 2014Denied
Customer Dispute
July 2013Denied
Customer Dispute
September 2003Denied
Customer Dispute
February 2002Closed-No Action
Other Business Activities
Frank is an associate/employee and officer (Vice President) at FirstBank and FirstBank Wealth Partners since 2020, working as a financial advisor. This takes about half of Frank's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2015 - Present · 10 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Suntrust Investment Services, INC.
August 2013 - October 2015 · 2 yrs 2 mos
Suntrust Investment Services, INC.Broker
August 2013 - October 2015 · 2 yrs 2 mos
Fifth Third Securities, INC.Broker
April 2010 - August 2013 · 3 yrs 4 mos
Fifth Third Securities, INC.
April 2010 - August 2013 · 3 yrs 4 mos
Next Financial Group, INC.
July 2004 - April 2010 · 5 yrs 9 mos
Next Financial Group, INC.Broker
July 2004 - April 2010 · 5 yrs 9 mos
Transamerica Financial Advisors, INC.Broker
June 2003 - July 2004 · 1 yr 1 mo
Pfic Securities CorporationBroker
January 2003 - May 2003 · 4 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - January 2003 · 1 yr 1 mo
Firstar Investment Services,inc.Broker
May 2000 - December 2001 · 1 yr 7 mos
Conseco Securities, INC.Broker
March 2000 - May 2000 · 2 mos
Amsouth Investment Services, INC.Broker
February 2000 - April 2000 · 2 mos
Invest Financial CorporationBroker
May 1999 - February 2000 · 9 mos
Vining-Sparks Ibg, Limited PartnershipBroker
October 1998 - February 1999 · 4 mos
Duncan-Williams, INC.Broker
September 1998 - October 1998 · 1 mo
State Registrations7 states
FLINKYMIMONYTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.