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John Roussell

27 Years of Experience
Anniston,, AL
1 DisclosureBroker

John Roussell is a registered investment advisor at Raymond James & Associates, INC., based in Anniston,, AL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

114 W 10th Street, Anniston,, AL, 36201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Settled
Other Business Activities

John is a board member of The Preserve of Grayton Beach HOA since 2022, advising on operations. He dedicates a few hours per week to this non-profit activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2008 - February 2013 · 4 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2008 - February 2013 · 4 yrs 6 mos
Wachovia Securities, LLC
April 2008 - August 2008 · 4 mos
Wachovia Securities, LLCBroker
April 2008 - August 2008 · 4 mos
Morgan Keegan & Company, INC.
December 2004 - April 2008 · 3 yrs 4 mos
Morgan Keegan & Company, INC.Broker
April 2001 - April 2008 · 7 yrs
Regions Investment Company, INC.Broker
March 1999 - April 2001 · 2 yrs 1 mo
Aura Financial Services, INC.Broker
November 1998 - November 1998 · 0 mos
Pruco Securities CorporationBroker
September 1998 - March 1999 · 6 mos
State Registrations23 states
ALCACOFLGAILINMIMOMSNCNENJNVNYOHOKPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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