Michael Mittman is a registered investment advisor, based in Littleton, CO, with 26 years of industry experience.
Location
2679 Main Street, Suite 236, Littleton, CO, 80120
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Regulatory History (1)
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Customer Dispute
November 2008Settled
Other Business Activities
Michael is a board member of GEAR, a Detroit-based charity supporting public school sports programs, dedicating minimal time. He is also a Managing Director at Auric Private Wealth, LLC, a DBA of Auric Capital Partners, LLC, providing financial services, which is a full-time commitment.
Employment History
Current Registrations
Sanctuary Advisors, LLC
September 2022 - Present · 3 yrs 8 mos
Sanctuary Securities, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - September 2022 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - September 2022 · 14 yrs 3 mos
Citigroup Global Markets INC.
January 2002 - July 2008 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2001 - July 2008 · 6 yrs 7 mos
Banc of America Securities LLCBroker
November 1999 - December 2001 · 2 yrs 1 mo
Franklin/templeton Distributors, INC.Broker
August 1998 - March 1999 · 7 mos
State Registrations11 states
CACODCDEFLGANJNYOKUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.