Michael Rupp is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
December 2012 - Present · 13 yrs 5 mos
Neuberger Berman Bd LLC
January 2006 - Present · 20 yrs 4 mos
Neuberger Berman Bd LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Franklin/templeton Distributors, INC.Broker
January 1999 - June 2000 · 1 yr 5 mos
State Registrations3 states
ILINNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.