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Christopher Stauffer

22 Years of Experience
Iowa Falls, IA
Broker

Christopher Stauffer is a registered investment advisor at Cetera Investment Advisers LLC, based in Iowa Falls, IA, with 22 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

601 Washington Ave, Iowa Falls, IA, 50126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a board member of the Iowa Falls Community School District, involved in oversight, administration, and research. He is also a board member at large for Friend's of Calkin's Nature Area, volunteering and providing project input.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLCBroker
April 2013 - Present · 13 yrs 5 mos
Previous Registrations
Cetera Investment Services LLC
July 2013 - January 2014 · 6 mos
Princor Financial Services CorporationBroker
January 2012 - April 2013 · 1 yr 3 mos
Princor Financial Services CorporationBroker
September 2007 - December 2009 · 2 yrs 3 mos
J.P. Morgan Institutional Investments INC.Broker
December 2003 - August 2004 · 8 mos
American Century Investment Services INC.Broker
December 1998 - December 2003 · 5 yrs
State Registrations5 states
FLIAMNMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Stauffer - Financial Advisor | TrueAdvisor