Cal Jason Smith

Hennion & Walsh Asset Management, INC.

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Hennion & Walsh Asset Management, INC.

Compensation

Commission-BasedFee-Only (AUM)

Firm Size

67 advisors

Number of Clients

861 clients

Average Client Portfolio

$685K average

Assets Under Management

$590.1M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

2001 Route 46, Waterview Plaza, Parsippany, NJ, 07054

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History

Regulatory History (1)

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Customer Dispute

September 2010

Award / Judgment

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Employment History

Current Registrations

Hennion & Walsh Asset Management, INC.

October 2018 - Present · 7 yrs 4 mos

Hennion & Walsh, INC.Broker

August 2018 - Present · 7 yrs 6 mos

Hennion & Walsh, INC.

August 2018 - Present · 7 yrs 6 mos

Previous Registrations

Advisors Asset Management, INC.

June 2018 - July 2018 · 1 mo

Advisors Asset Management, INC.Broker

June 2018 - July 2018 · 1 mo

First Trust Advisors LP

December 2011 - October 2017 · 5 yrs 10 mos

First Trust Portfolios L.P.Broker

February 2007 - October 2017 · 10 yrs 8 mos

Wells Fargo Brokerage Services, L.L.C.Broker

December 2000 - August 2002 · 1 yr 8 mos

Wells Fargo Investments, LLCBroker

December 2000 - February 2007 · 6 yrs 2 mos

Wells Fargo Investments, LLC

December 2000 - February 2007 · 6 yrs 2 mos

Wells Fargo Securities INC.Broker

December 1999 - May 2001 · 1 yr 5 mos

Wells Fargo Brokerage Services, L.L.C.Broker

December 1999 - December 2000 · 1 yr

Dean Witter Reynolds INC.Broker

August 1998 - December 1999 · 1 yr 4 mos

State Registrations5 states

ARMSNJOKTX

AdvisorBroker

Exams

No exam information available for this advisor.