KA
KA

Kenneth Allen

27 Years of Experience
Shreveport, LA
Broker

Kenneth Allen is a registered investment advisor at Raymond James & Associates, INC., based in Shreveport, LA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

401 Market Street, Suite 1400, Shreveport, LA, 71101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
February 2005 - February 2007 · 2 yrs
Amsouth Investment Services, INC.Broker
January 2005 - February 2007 · 2 yrs 1 mo
Southern Farm Bureau Fund Distributor, INC.Broker
March 2004 - January 2005 · 10 mos
AXA Advisors, LLC
February 1999 - March 2004 · 5 yrs 1 mo
AXA Advisors, LLCBroker
August 1998 - March 2004 · 5 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1998 - January 2000 · 1 yr 5 mos
State Registrations25 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.