PT
CFA
PT
CFA

Peigen Tao

27 Years of Experience
Chicago, IL
BrokerSells Insurance

Peigen Tao is a CFA-designated registered investment advisor, based in Chicago, IL, with 27 years of industry experience.

Location

2167 B South China Place, Chicago, IL, 60616

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peigen is the president of TAOS GLOBAL GRP INC DBA TAO INS AGY, dealing with P&C and health insurance, and spends a significant amount of time on it. He is also a partner at TZG Accounting LLC and president/investment advisor at TAOS INVESTMENT ADVISORS, LLC.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2012 - Present · 14 yrs 4 mos
Taos Investment Advisors, LLC
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
Brokersxpress LLCBroker
July 2011 - December 2011 · 5 mos
Brokersxpress LLC
July 2011 - July 2011 · 0 mos
MML Investors Services, LLC
June 1999 - July 2011 · 12 yrs 1 mo
MML Investors Services, LLCBroker
September 1998 - July 2011 · 12 yrs 10 mos
State Registrations22 states
AZCACOCTFLGAIAILINLAMAMDMIMONCNDNYOHPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peigen Tao - Financial Advisor | TrueAdvisor