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Thomas Fox

Osaic Wealth, INC.
27 Years of Experience
Cedar Rapids, IA
BrokerSells Insurance
View SEC Summary
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Thomas Fox is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Cedar Rapids, IA, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

4840 North River Blvd. Ne, Suite 100, Cedar Rapids, IA, 52411

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is a board member of Fortuniare Foundation and President of FFK, LLC DBA Strellner Financial Group, Wealth Advisors, Inc., and The Fox Group. He also works as an agent selling fixed annuities and life insurance through Strellner Financial Group and owns/operates Kemper Holdings, LLC, managing residential real estate rental properties.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
November 2018 - Present · 7 yrs 11 mos
Osaic Wealth, INC.
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Signator Investors, INC.Broker
May 2016 - November 2018 · 2 yrs 6 mos
Signator Investors, INC.
May 2016 - November 2018 · 2 yrs 6 mos
Transamerica Financial Advisors, INC.
September 2001 - May 2016 · 14 yrs 8 mos
Transamerica Financial Advisors, INCBroker
January 2000 - May 2016 · 16 yrs 4 mos
American Express Financial Advisors INC.Broker
April 1999 - December 1999 · 8 mos
Ids Life Insurance CompanyBroker
April 1999 - December 1999 · 8 mos
Intersecurities, INC.Broker
August 1998 - March 1999 · 7 mos
State Registrations24 states
ALAZCACOFLGAIAILKSKYLAMNMONCNDNENVOHOKSCSDTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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