James Beam
James Beam is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business Activities
James is involved in several outside business activities, including serving as Chairman of the Cherryville ABC Board of Directors, a board member for the NC Association of ABC Boards, and an agent for Tarkenton Financial. He also works as an Investment Advisor Representative for Sollinda Capital Management, LLC and with Capital Investment Group, Inc.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Sollinda Capital Management LLC
Capital Investment Advisory Services, LLC
Allstate Financial Services, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.