Afzal Mithwani is a PFS-designated registered investment advisor at Nexus Capital INC, based in Matthews, NC, with 22 years of industry experience. Afzal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 67 clients with $7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.25% |
| $50K+ | 1.00% |
Fees are negotiable. Portfolio minimum of $50,000 is preferred.
Fee Estimator
Location
2423-B Plantation Center Drive, Suite B, Matthews, NC, 28105
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Afzal is an IRS enrolled agent providing tax preparation services, an independent insurance agent selling insurance products, a loan originator, and a 50% owner of Nayab Realty, LLC. He also works at Univision CPA, Inc. and is president of Univision Solutions, LLC, dedicating about 10% of his time to this activity.
Employment History
Current Registrations
Nexus Capital INC
Previous Registrations
Cambridge Investment Research, INC.Broker
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
H.D. Vest Investment ServicesBroker
Symetra Investment Services, INC.Broker
Interpacific Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.