TP
TP

Thomas Pallogudis

27 Years of Experience
Tarrytown, NY
1 DisclosureBrokerSells Insurance

Thomas Pallogudis is a registered investment advisor at Park Avenue Securities LLC, based in Tarrytown, NY, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

Loading...

Location

580 White Plains Rd, Suite 205, Tarrytown, NY, 10591

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business ActivitiesSells Insurance

Thomas provides group medical benefits and is the founder of Women on the Verge, an organization promoting women's stories and financial literacy. He also holds power of attorney for his wife.

Employment History
Current Registrations
Park Avenue Securities LLC
June 2010 - Present · 15 yrs 11 mos
Park Avenue Securities LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Metlife Securities INC.Broker
December 2002 - February 2009 · 6 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
December 2002 - July 2007 · 4 yrs 7 mos
Signator Investors, INC.Broker
August 1998 - December 2002 · 4 yrs 4 mos
State Registrations24 states
ALCACOCTDEFLGAHIILMAMDMINCNHNJNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Pallogudis - Financial Advisor | TrueAdvisor