David Peterson is a registered investment advisor at Osaic Wealth, INC., based in Omaha, NE, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Omaha, NE
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the CCO and OSJ for Wealthplan Partners and President of state-registered entities managing business expenses and commissions, dedicating about a quarter of his time and nearly full-time, respectively. He also serves as an insurance agent and holds positions such as trustee, POA, board member for the American Red Cross, and advisor co-chair for the Osaic Foundation.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Wealthplan Partners
Previous Registrations
Securities America, INC.Broker
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Invest Financial CorporationBroker
National Planning CorporationBroker
National Planning CorporationBroker
Sii Investments, INC.Broker
Investment Centers of America, INC.Broker
Harbour Investments, INC.Broker
Fiserv Investor Services, INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.