Rudolph Ammer is a CFP-designated registered investment advisor, based in Katy, TX, with 28 years of industry experience. Rudolph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Katy, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rudolph is an independent insurance agent for various companies since 2010, dedicating about 10-20% of his time. He is also an advisory representative of a registered investment advisor (RIA) and the secretary of OG Benefits LLC, spending a significant amount of time on the RIA role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
MML Investors Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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