Berkeley Harrison is a CFA-designated registered investment advisor at Sequoia Financial Group, L.L.C., based in Pasadena, CA, with 13 years of industry experience. Berkeley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,771 clients with $23B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequoia Financial Advisors charges for investment management services as a percentage of the value of your investments or as a fixed retainer. The exact fee is negotiable based on your financial situation, the amount you invest, and the complexity of the services provided. Fees are billed either quarterly in advance, quarterly in arrears, or monthly in advance. Sequoia may also recommend that clients invest in an affiliated exchange traded fund, which creates a conflict of interest.
Location
201 S. Lake Avenue, Suite 500, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Berkeley operates under Sterling Financial Group as a DBA for his LPL business. This activity is investment-related and takes more than full-time hours.
Employment History
Current Registrations
Sequoia Financial Group, L.L.C.
Sterling Financial Group, INC.
Previous Registrations
LPL Financial LLCBroker
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
California Commerce Banc Securities, INC.Broker
Stern Fisher Edwards INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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