Chau Lai
Chau Lai is a CFP, ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in San Diego, CA, with 27 years of industry experience. Chau operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
5405 Morehouse Drive, Suite 245, San Diego, CA, 92121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chau sells insurance products other than Guardian, dedicating about a quarter of their time to this activity. Chau also owns investment real estate and is involved with JIREH Paths LLC, which manages rental properties, and serves as VP Chair of the Philanthropy Committee for the UC San Diego Alumni Board.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Mony Securities CorporationBroker
State Registrations23 states
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