Kenneth Cooper is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Houston, TX, with 25 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
4444 Westheimer Rd., Suite G500, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth is a limited partner in Boncoop LTD, managing family assets accounts and spending minimal time on it. He is also a Partner Emeritus at Carr Riggs & Ingram LLC, spending about a quarter of his time transitioning client relationships, and the managing member of Cooper Capital Advisors, LLC, spending minimal time managing the entity.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Previous Registrations
Commonwealth Financial Network
LPL Financial LLC
LPL Financial LLCBroker
Cibc World Markets CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.