BB
CFP
BB
CFP
Brett Bernstein is a CFP-designated registered investment advisor, based in Bethesda, MD, with 27 years of industry experience.
Location
6901 Rockledge Drive, Suite 730, Bethesda, MD, 20817
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2003Closed-No Action
Other Business ActivitiesSells Insurance
Brett is an insurance producer agent since 2004, dedicating minimal time. He is also a managing partner of BR Financial Associates, LLC and a manager of BR Financial Associates Management Company, LLC, which takes about half of his time. Brett is also a member of several holding companies for personal investments, spending minimal time on these activities.
Employment History
Current Registrations
Xml Securities
January 2019 - Present · 7 yrs 4 mos
Xml SecuritiesBroker
January 2019 - Present · 7 yrs 4 mos
Xml Financial Group
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLC
October 2004 - October 2016 · 12 yrs
LPL Financial LLCBroker
October 2004 - October 2016 · 12 yrs
Merrill Lynch Pierce Fenner & Smith INC.
November 1998 - October 2004 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - October 2004 · 6 yrs 2 mos
State Registrations7 states
DCDEFLMDTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.