William Chan
William Chan is a registered investment advisor at Citigroup Global Markets INC., based in Fountain Valley, CA, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 17400 Brookhurst St. Suite 200, Fountain Valley, CA, 92708
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Regulatory History (1)
Customer Dispute
February 2011Other Business Activities
William owns rental property in West Covina, CA since 2011, which is investment-related. A property agent handles the rental, so William devotes minimal time to it.
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citicorp Investment Services
Wm Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
White Pacific Securities, INC.Broker
Thomas F. White & CO., IncorporatedBroker
Sunamerica Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.