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Frank Violante

27 Years of Experience
Kendall Park, NJ
Broker

Frank Violante is a registered investment advisor at Capital Analysts, based in Kendall Park, NJ, with 27 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Planning is included in investment management

Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.

Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.

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Location

Kendall Park, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Analysts
January 2018 - Present · 8 yrs 4 mos
Lincoln Investment
January 2018 - Present · 8 yrs 4 mos
Lincoln Investment
January 2018 - Present · 8 yrs 4 mos
Lincoln InvestmentBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2010 - January 2018 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLC
March 2010 - January 2018 · 7 yrs 10 mos
TD Wealth Management Services INC.
August 2006 - February 2010 · 3 yrs 6 mos
TD Wealth Management Services INC.Broker
August 2006 - February 2010 · 3 yrs 6 mos
Banc of America Investment Services, INC.
October 2004 - July 2006 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - July 2006 · 1 yr 9 mos
Quick & Reilly, INC.Broker
October 2003 - October 2004 · 1 yr
Quick & Reilly, INC.
October 2003 - October 2004 · 1 yr
Wachovia Securities, LLC
July 2003 - October 2003 · 3 mos
Wachovia Securities, LLCBroker
July 2003 - October 2003 · 3 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
February 2001 - July 2003 · 2 yrs 5 mos
Pruco Securities CorporationBroker
November 1999 - March 2001 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - November 1999 · 1 yr
State Registrations12 states
CODEFLGAMAMDNJNMNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frank Violante - Financial Advisor | TrueAdvisor