Christopher Wallis
Christopher Wallis is a CFA-designated registered investment advisor at Vaughan Nelson Investment Management, L.P., based in Houston, TX, with 23 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 379 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 1.00% |
| $25.0M - $50.0M | 0.85% |
| $50M+ | 0.75% |
Schedule reflects the Small Cap Value and Select strategies. Other strategies have different fee schedules. Fees are negotiable for certain clients.
Fee Estimator
Location
600 Travis, Suite 6300, Houston, TX, 77002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vaughan Nelson Investment Management, L.P.
Previous Registrations
Vaughan Nelson Trust Company
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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