James Cravotta
James Cravotta is a registered investment advisor at Executive Services, LLC, based in Newport Beach, CA, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 38 clients with $29M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
620 Newport Center Drive, Suite 1100, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2017Customer Dispute
August 2007Other Business ActivitiesSells Insurance
James is the owner of Executive Services, LLC, a Registered Investment Advisory, dedicating about 10-20% of his time. He also works as an insurance broker for Executive Services, LLC, spending a few hours per week.
Employment History
Current Registrations
Executive Services, LLC
Previous Registrations
Securities America, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Girard Securities, INC.Broker
Capital Markets Iq, LLC
Concert Wealth Management
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.