JC
CFP
JC
CFP

James Collier

23 Years of Experience
Chandler, AZ

James Collier is a CFP-designated registered investment advisor at Empower Advisory Group, LLC, based in Chandler, AZ, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Chandler, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
March 2026 - Present · 7 mos
Previous Registrations
Schwab Wealth Advisory, INC.
January 2012 - August 2022 · 10 yrs 7 mos
Charles Schwab & CO., INC.Broker
January 2009 - August 2022 · 13 yrs 7 mos
Charles Schwab & CO., INC.
January 2009 - December 2011 · 2 yrs 11 mos
Vanguard Advisers INC
May 2005 - December 2008 · 3 yrs 7 mos
Vanguard Marketing CorporationBroker
May 1999 - December 2008 · 9 yrs 7 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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