Roxane Miller
Roxane Miller is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1055 Lpl Way, Fort Mill, SC, 29715
Get directionsHistory
Regulatory History (1)
Financial
May 2016Other Business Activities
Roxane is involved in real estate rental through 2057OPR LLC since June 2024. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Uboc Investment Services, INC.
Uboc Investment Services, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.