Matthew Thompson is a registered investment advisor at Morgan Stanley, based in Tinley Park, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Tinley Park, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
E*trade Capital Management, LLC
March 2021 - September 2023 · 2 yrs 6 mos
E*trade Securities LLCBroker
March 2021 - September 2023 · 2 yrs 6 mos
Northern Trust Securities, INC
March 2015 - December 2020 · 5 yrs 9 mos
Vision Investment Services, INC.Broker
February 2008 - September 2011 · 3 yrs 7 mos
Northern Trust Securities, INC.Broker
February 2007 - December 2020 · 13 yrs 10 mos
Northern Trust Securities, INC
February 2007 - December 2009 · 2 yrs 10 mos
Mesirow Financial, INC.Broker
July 2005 - February 2007 · 1 yr 7 mos
Mesirow Financial, INC.
July 2005 - February 2007 · 1 yr 7 mos
Banc One Securities Corporation
November 2002 - July 2005 · 2 yrs 8 mos
Banc One Securities CorporationBroker
November 2000 - July 2005 · 4 yrs 8 mos
Liberty Funds Distributor, INC.Broker
November 1998 - December 1999 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.