David Richburg
David Richburg is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Houston, TX, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Four Chasewood, 20329 State Highway 249, Suite 150, Houston, TX, 77070
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
David is a trustee for the Frank C Dailey College Scholarship Fund and Trust, providing college scholarships to local high school graduates. He spends minimal time on these activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
Edward Jones
Edward JonesBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
PFS Investments INC.Broker
Raymond James & Associates, INC.Broker
Pruco Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.