PS
PS

Peter Seelig

27 Years of Experience
Portland, OR
BrokerSells Insurance

Peter Seelig is a registered investment advisor at LPL Financial LLC, based in Portland, OR, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Portland, OR

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peter is the owner of Seelig Financial Group, LLC, a business entity for tax/investment purposes, and spends minimal time on it. He also manages real estate rentals, dedicating a few hours per week, and works as a fitness instructor, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Sii Investments, INC.Broker
February 2005 - February 2018 · 13 yrs
Sii Investments, INC.
February 2005 - February 2018 · 13 yrs
AXA Advisors, LLC
June 2002 - February 2005 · 2 yrs 8 mos
AXA Advisors, LLCBroker
April 2002 - February 2005 · 2 yrs 10 mos
Pruco Securities CorporationBroker
August 1998 - April 2002 · 3 yrs 8 mos
State Registrations12 states
AKAZCACOIDMDMNNMOHORPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.