Christopher Riley
Christopher Riley is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Tulsa, OK, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Tulsa, OK
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher serves as the executor for the Estate of B A K since October 2022. This activity is not investment-related and requires a few hours per week.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Saxis Group, LLC.Broker
Celadon Financial Group LLCBroker
Dimension Trading Group, LLCBroker
Cowen and CompanyBroker
Pipeline Trading Systems LLCBroker
Pipeline Liquidity Pro LLCBroker
Rochdale Securities LLCBroker
Leerink Swann LLCBroker
Susquehanna Investment GroupBroker
Susquehanna SecuritiesBroker
Susquehanna Capital GroupBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.