John Winkates is a registered investment advisor, based in Geneva, IL, with 27 years of industry experience.
Location
524 W State St, Suite F, Geneva, IL, 60134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a financial advisor at Morton Private Wealth Strategies and an independent contractor and president at Winkates Wealth Management. He dedicates about half his time to each of these roles.
Employment History
Current Registrations
Raymond James Financial Services, INC.
November 2020 - Present · 5 yrs 6 mos
Raymond James Financial Services Advisors, INC
November 2020 - Present · 5 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - November 2020 · 12 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - November 2020 · 12 yrs 10 mos
A. G. Edwards & Sons, INC.
April 2001 - January 2008 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
March 1999 - January 2008 · 8 yrs 10 mos
State Registrations17 states
ARAZCOCTFLIAILINKSMONENMNVPASCTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.