GL
GL

Geoffrey Douglas Liddy

20 Years of Experience
2 DisclosuresBroker
Areas of Practice
Insurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$5.5M
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Location

Delray Beach, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Settled
Regulatory
July 2000
Final
Other Business Activities

Geoffrey is a passive managing partner at Scaled Strategies Capital LLC, which researches and develops algorithmic trading vehicles. He aided in the conceptual design, architecture, and development, but dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Star Wealth Advisors
August 2025 - Present · 6 mos
Westpark Capital, INC.
March 2025 - Present · 11 mos
Westpark Capital, INC.Broker
March 2025 - Present · 11 mos
Previous Registrations
Westpark Capital, INC.
March 2025 - August 2025 · 5 mos
Geoffrey Richards Securities CORP.
September 2005 - September 2018 · 13 yrs
Geoffrey Richards Securities CORP.Broker
June 2002 - March 2019 · 16 yrs 9 mos
Stock Depot, INC.Broker
November 2001 - May 2002 · 6 mos
Prudential Securities IncorporatedBroker
October 1998 - October 2001 · 3 yrs
State Registrations10 states
ALCACOFLMDNJNVNYPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.