James Sampson is a registered investment advisor at Global Retirement Partners LLC, based in Warwick, RI, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Federal Employees, and 4 more. Their firm serves 28,693 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees may be paid monthly or quarterly, in arrears or in advance. Alternative schedules apply to specific third-party programs like Dynamic LifeManagement, where rates start at 1.25% for assets under $500,000 and decrease for larger amounts.
Fee Estimator
Location
931 Jefferson Blvd., Suite 3001, Warwick, RI, 02886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an Investment Advisor Representative (IAR) for Hilb Group Retirement Services, LLC and Global Retirement Partners, LLC, both registered investment advisors. He dedicates a full-time effort to these activities, including time during securities trading hours, and also uses Hilb Group Retirement Services as a DBA for his LPL business.
Employment History
Current Registrations
Global Retirement Partners LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Independent Financial Partners
Nrp Advisors, INC.
Nrp Financial, INC.Broker
NFP Securities, INC.Broker
Investacorp, INC.Broker
Diversified Investors Securities CORP.Broker
Transamerica Securities Sales CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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