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Dean Yoon

21 Years of Experience
Los Angeles, CA
2 DisclosuresBroker

Dean Yoon is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 21 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

11836 San Vicente Blvd, Los Angeles, CA, 90049

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Denied
Customer Dispute
April 2014
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2013 - Present · 13 yrs 1 mo
Wells Fargo Advisors
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
May 2007 - September 2013 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2007 - September 2013 · 6 yrs 4 mos
Citicorp Investment ServicesBroker
January 2007 - May 2007 · 4 mos
Citicorp Investment Services
January 2007 - May 2007 · 4 mos
TD Ameritrade, INC.Broker
July 2006 - December 2006 · 5 mos
TD Ameritrade, INC.
July 2006 - December 2006 · 5 mos
Morgan Stanley Dw INC.Broker
September 2005 - May 2006 · 8 mos
Morgan Stanley
September 2005 - May 2006 · 8 mos
Princor Financial Services CorporationBroker
July 1999 - October 1999 · 3 mos
The Concord Equity Group, LLCBroker
August 1998 - May 1999 · 9 mos
State Registrations9 states
AZCAHIIDILMENVNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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