Brian Pecker is a registered investment advisor, based in Fort Lauderdale, FL, with 27 years of industry experience.
Location
Fort Lauderdale, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009Settled
Other Business Activities
Brian is a partner in multiple real estate and tax preparation/accounting businesses, including Shine & Company LLP, which takes nearly full-time. Brian also uses the domain name BP Financial Services for his work as a Financial Services Representative of Avantax, dedicating a few hours per week to assisting clients with investment-related services.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
November 1998 - September 2025 · 26 yrs 10 mos
State Registrations3 states
FLNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.