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William Pettit

27 Years of Experience
El Paso, TX
2 DisclosuresBroker

William Pettit is a registered investment advisor, based in El Paso, TX, with 27 years of industry experience.

Location

5822 Cromo, Suite 320, El Paso, TX, 79912

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
Customer Dispute
April 2009
Settled
Other Business Activities

William owns rental real estate property since 2011, dedicating minimal time to it. He also works as an associate/employee at Fischer Wealth Management, managing client investment accounts about half his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Raymond James Financial Services Advisors, INC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - March 2001 · 3 mos
Wells Fargo Investments, LLC
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
December 1999 - May 2001 · 1 yr 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
September 1998 - December 2000 · 2 yrs 3 mos
State Registrations10 states
AKAZCAFLILMINMNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Pettit - Financial Advisor | TrueAdvisor