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William Pettit

Raymond James Financial Services Advisors, INC
28 Years of Experience
El Paso, TX
2 DisclosuresBroker
View SEC Summary
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William Pettit is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in El Paso, TX, with 28 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5822 Cromo, Suite 320, El Paso, TX, 79912

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William owns rental real estate property since 2011, dedicating minimal time to it. He also works as an associate/employee at Fischer Wealth Management, managing client investment accounts about half his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2021 - Present · 5 yrs 2 mos
Raymond James Financial Services Advisors, INC
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - March 2001 · 3 mos
Wells Fargo Investments, LLC
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
December 1999 - May 2001 · 1 yr 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
September 1998 - December 2000 · 2 yrs 3 mos
State Registrations10 states
AKAZCAFLILMINMNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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