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Larry Little

56 Years of Experience
Dwight, IL
1 DisclosureBrokerSells Insurance

Larry Little is a registered investment advisor at Huntleigh Advisors, INC., based in Dwight, IL, with 56 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
62 advisors
Number of Clients
1,628 clients
Average Client Portfolio
$385K average
Assets Under Management
$626.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $10.0M1.50%
$10M+1.00%

The annual fee and assets under management levels are negotiable based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

108 East Main Street, Dwight, IL, 60420

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Award / Judgment
Other Business ActivitiesSells Insurance

Larry is the president of Planning Associates since 1976 and involved in insurance sales. He also owns Illinois Charity Auctions, Limited, taking about 10% of his time, and owns rental property, spending minimal time on upkeep. Larry is also involved in insurance sales with K.W. Chambers & Co., dedicating a few hours per week, and is an advisor representative with Huntleigh Advisors, Inc., spending about 10-20% of his time. Finally, Larry owns a travel planning business for charities, spending minimal time.

Employment History
Current Registrations
Huntleigh Advisors, INC.
January 2021 - Present · 5 yrs 6 mos
Huntleigh Securities CorporationBroker
September 2017 - Present · 8 yrs 10 mos
Previous Registrations
Datatex Investment Services INC
November 1997 - March 2023 · 25 yrs 4 mos
Cnl, INC.Broker
December 1986 - April 1988 · 1 yr 4 mos
Sbl Planning, INC.Broker
October 1983 - January 1987 · 3 yrs 3 mos
Security Distributors, INC.Broker
December 1981 - January 1987 · 5 yrs 1 mo
K. W. Chambers & CO.Broker
May 1973 - January 2025 · 51 yrs 8 mos
Bush and Company IncorporatedBroker
August 1972 - June 1973 · 10 mos
Vas-Co Money Management Plans, INC.Broker
October 1971 - October 1972 · 1 yr
The Steadman Corporation of AmericaBroker
July 1969 - November 1971 · 2 yrs 4 mos
State Registrations21 states
ARAZCAFLIAILINKSKYMIMOMSNHOHOKPASCSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larry Little - Financial Advisor | TrueAdvisor