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Waymon Little

51 Years of Experience
Arlington, TX
Broker

Waymon Little is a registered investment advisor at MML Investors Services, LLC, based in Arlington, TX, with 51 years of industry experience. Waymon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Arlington, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Waymon receives gas royalties on his primary residence, which he has owned for 45 years. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
MML Investors Services, LLC
March 1996 - Present · 30 yrs 2 mos
MML Investors Services, LLCBroker
March 1996 - Present · 30 yrs 2 mos
Previous Registrations
G. R. Phelps & CO., INC.Broker
April 1982 - March 1996 · 13 yrs 11 mos
J. C. Penney Investors Services, INC.Broker
October 1972 - July 1980 · 7 yrs 9 mos
State Registrations4 states
CAGAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.